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SEC’s Scrutiny of AI Expands to Marketing Disclosures and Adviser Exams

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Chair Gensler Continues to Be Outspoken About the Risks of AI Technologies – Chair Gensler’s warnings of the potential risks associated with the use of AI technologies in the securities industry recently continued with him addressing a new concern, “AI washing” or misrepresentations related to a company’s use of AI technologies and their capabilities….
By: BakerHostetler
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CPPA Discusses Cybersecurity Audit, Risk Assessment and ADMT Regulatory Proposals, Among Others, at December 8 Board Meeting